Duration : 105 minutes
No. of questions : 60
Maximum marks : 100, Passing marks : 50 (50%); There is negative marking for incorrect answers.
Certificate Validity : For successful candidates, certificates are valid for 5 years from the test date.
Rs. 1,500/- (Rupees One Thousand Five Hundred only)
AN OVERVIEW OF THE INDIAN SECURITIES MARKET
Market Segments, Key Indicators of Securities Market, Products & Participants, Market Segments & their Products and Reforms in Indian Securities Markets
Stock Brokers, NSE Membership, Surrender of Trading Membership, Suspension & Expulsion of Membership, Declaration of Defaulter, Authorised Persons, Sub-Brokers, Broker-Clients Relations, Sub-Broker-Clients Relations, Investor Service Cell & Arbitration and Code of Advertisement
Introduction, Neat System, Market Types, Trading System Users Hierarchy, Local Database, Market Phases, Logging On, Log Off/Exit From the Application, Neat Screen, Invoking an Inquiry Screen, Order Management, Limited Physical Market, Block Trading Session, Retail Debt Market (RDM), Trading Information Downloaded to Members, Internet Broking, Co-Location and Wireless Application Protocol (WAP)
CLEARING, SETTLEMENT AND RISK MANAGEMENT
Introduction, Key Terminologies used in Clearing & Settlement Process, Transaction Cycle, Settlement Agencies, Clearing & Settlement Process, Securities & Funds Settlement, Shortages Handling, Risks in Settlement, Risk Management, International Securities Identification Number and Data & Report Downloads
SEBI (Intermediaries) Regulations, 2008, SEBI (Prohibition of Insider Trading) Regulations, 1992, SEBI (Prohibition of Fraudulent & Unfair Trade Practices relating to Securities Market) Regulations, 2003, The Depositories Act, 1996, Indian Contract Act, 1872 and Income Tax Act, 1961
FUNDAMENTAL VALUATION CONCEPTS
Time Value of Money and Understanding Financial Statements